12/20/2021
The public will have an opportunity to submit comments within 45 days after the proposed stock repurchase disclosure rules are published in the Federal Register.
12/20/2021
The PRA’s investigation identified that SCB’s internal controls and governance arrangements underpinning its regulatory reporting in relation to the liquidity metric were not implemented or operating effectively.
12/20/2021
The European Parliament voted for stronger and centralised enforcement by the European Commission, in cooperation with national authorities.
12/20/2021
Firm also agrees to implement significant improvements to its compliance controls
12/20/2021
The Central Bank has initiated 36 risk mitigation programmes requiring individual Firms to take specific action to improve their client suitability frameworks.
12/20/2021
The Report by the Danish Social-democratic MEP, Christel Schaldemose, was adopted by 36 votes in favour, 7 against and with 2 abstentions.
12/17/2021
Businesses in the construction industry will no longer be able to use ‘red’ diesel from 1 April 2022 for most purposes.
12/17/2021
The GCRA considers that this conduct had the potential to obstruct its investigation.
12/17/2021
The European Banking Authority (EBA) has published final report EBA/REP/2021/38 on a feasibility study of an integrated reporting system under article 430c CRR.
12/16/2021
This is a model used by around 3,600 principals and 40,000 ARs across a wide range of financial services markets.
12/16/2021
Ofcom should require internet service providers to conduct internal risk assessments
12/16/2021
Regulator set up the scheme in December 2020
12/15/2021
What follows is a brief overview of some of the key proposed amendments to AIFMD described in the EC Proposal.
12/15/2021
The letter sets out the CBI's expectations for the Firms and outlines specific actions for each Firm to take by 31 March 2022.
12/15/2021
Today's strategy aims at tackling the challenges arising from the increased volume and complexity of the data required to oversee the financial system.
12/15/2021
In light of the discontinuation of LIBOR, trustees should ensure that, going forwards, interest rates are no longer linked to LIBOR for any new loan relationships.
12/14/2021
This is the first time the FCA has pursued criminal charges for money laundering failings.
12/14/2021
The Proposals also contain changes to the UCITS Directive, as considered in this update.
12/14/2021
This bulletin sets out 10 key changes which will be implemented under the New Law.
12/14/2021
Funds and advisers should also monitor and manage any conflicts of interest associated with the transition