11/19/2021
The development of an online filing system and the creation of an AFSA Southern African Development Community (SADC) division with a panel of International commercial arbitrators are a welcomed advancement.
11/19/2021
On 1 November the SFC publicised that it had suspended the licence of Eric Liu Ching Ming (of Fulbright Securities Limited) for six months.
11/19/2021
In addition, all four banks contravened the requirement of establishing and maintaining effective procedures for carrying out their duties in relation to ongoing CDD under the AMLO,
11/18/2021
The need to do this typically arises where the opposing party in arbitration against which the award has been issued refuses to comply with the arbitral tribunal’s decision.
11/18/2021
FINMA opened enforcement proceedings against Banca Zarattini in August 2019 to investigate information it had received regarding possible violations of money-laundering rules.
11/17/2021
The newly passed amendment provides clarification and market confidence boost on the liabilities of individuals in the case of corporate bankruptcy obligations
11/17/2021
This table provides an up-to-date overview of the ratings that assessed countries obtained for effectiveness and technical compliance (last updated on 16 November 2021).
11/16/2021
The agreement started in 2018, following a seven-year tax dispute.
11/16/2021
The new Act expands that list to the other Commonwealth jurisdictions, plus non-Commonwealth jurisdictions that use the common law rather than civil law.
11/14/2021
The regulators have now taken an action to review the need for additional policy measures
11/14/2021
The standards will amend the comprehensive ITS on institutions’ public disclosures
11/14/2021
The Committee has not reached a consensus to make any changes to the regulatory treatment of sovereign exposures
11/14/2021
The revised standard introduced a "traffic light" approach for capital requirements
11/14/2021
When investing in a portfolio of loans offered by crowdfunding service providers, investors may face potential information asymmetries.
11/14/2021
These proposed changes will simplify the use our handbooks, making it easier to find the information required for all supervised persons in one place.
11/14/2021
Investments in qualified opportunity funds (QOFs) offer a number of distinct tax benefits
11/12/2021
The decision of the Outer House of the Court of Session is relevant to NEC construction contracts that contain the ‘W2’ option for dispute resolution.
11/12/2021
The Report signals the Biden administration’s concerns about the rapidly developing digital asset markets and their lack of appropriate federal regulation.
11/12/2021
The Proposal builds on a Commission White Paper published for consultation in June 2020.
11/12/2021
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