04/24/2022
In terms of next steps, the FCA says it will continue to monitor firms' compliance with their anti-money laundering (AML) obligations; the regulator also sets out a number of actions for challenger banks.
04/24/2022
Challenger banks aim to compete with traditional high street banks using smarter technology and more up-to-date IT systems.
04/22/2022
The paper further details forthcoming changes to UK competition and merger control laws and follows a consultation on possible reform last year.
04/22/2022
The CBI has also created another new standalone role, that of head of anti-money laundering and counter terrorist financing compliance (PCF-52). This is in addition to the existing role of head of compliance (PCF-15).
04/22/2022
The examination of requests in relation to the wrongful freezing of funds at credit institutions.
04/22/2022
“The new regime is significant and positive and takes the DIFC and the UAE further in the journey to create an environment of transparency and accountability.”
04/22/2022
Contribution claims are provided for under the Civil Liability (Contribution) Act 1978.
04/22/2022
Task Force KleptoCapture will operate out of the Office of the Deputy Attorney General, but will also include agents and analysts from numerous law enforcement agencies.
04/22/2022
The MAS has revised the conditions for tax incentive scheme applications
04/22/2022
Though some companies voluntarily report climate-related information, currently there are not any standardized requirements imposed by the SEC.
04/22/2022
This includes project management, application submission and support, and regulatory advice.
04/22/2022
The new regulations mean that most UK express trusts must now register unless specifically excluded.
04/21/2022
At an initial directions hearing, the Court was required to determine inter alia
04/21/2022
Alongside the dawn raids, the Commission also sent formal requests for information to several companies active in the automotive sector.
04/21/2022
Proposed Rules would establish three (3) qualitative standards designed to require registration of market participants who engage in a routine pattern of buying and selling securities
04/21/2022
The TIA will exercise its enforcement powers in a manner which is reasonable, transparent, lawful, rational and proportionate.
04/21/2022
No formal exemptions from competition law have been introduced by the ECN
04/21/2022
The FCA said the service was for authorised firms
04/21/2022
The cases concern applications of liquidators under the cooperation mechanism on recognition and assistance in cross border insolvency between Mainland China and Hong Kong.
04/21/2022
A record 17 practice areas received inclusion in the rankings this year, with nine Partners listed in the elite 'Leading Individuals' category.