11/26/2021
The ESAP is intended to provide an easy centralised point of access to information about financial services, capital markets and sustainability, that entities and competent authorities are required to make public.
11/25/2021
This has led states and arbitral tribunals to examine in further detail the impact of third-party funding on the current system of investment protection and investor-state dispute settlement.
11/25/2021
The last decade has seen an unrelenting focus on culture within financial services.
11/25/2021
The Commission examined whether the trustees of Runnymede had acted in accordance with their legal duties and responsibilities and whether the charity had been engaging in unlawful political activity.
11/25/2021
The inquiry was prompted by concerns raised by one of the trustees, including unauthorised trustee remuneration, private benefit and occupation by the trustees of a charity-owned property.
11/24/2021
The decision serves, amongst other things, as a caution that, where arbitration is the parties' chosen dispute resolution method, it is in general best practice wherever possible to specify a separate governing law provision for their arbitration agr
11/24/2021
The notification may be provided in written or oral form
11/24/2021
Congress sought to address this issue in the Infrastructure Investment and Jobs Act (the “Act”), which was signed into law by President Biden on November 15, 2021.
11/24/2021
Requiring open-ended AIFs and UCITS ManCos to choose at least one LMT (as described in new Annexes to AIFMD and the UCITS Directive).
11/24/2021
The Senior Managers and Certification Regime (SMCR) and other comparable regimes across the globe
11/23/2021
36 Hours for Banking Organizations to Notify Primary Regulator of a “Notification Incident” Banking organizations2 must notify their primary regulator, as soon as possible and no later than 36 hours after the banking organization determines th
11/23/2021
The industry will have two years to learn the new requirements and develop systems to ensure compliance.
11/23/2021
Under the revised rules, the claimant identifies its proposed models for disclosure at the same time that it puts forward its draft list of issues.
11/23/2021
The legislation to make this change will be set out in the Finance Act 2022 and has now been issued in draft.
11/23/2021
Active transition of legacy contracts remains the best way for market participants to have control and certainty over their existing arrangements.
11/23/2021
Dispute Resolution International is distributed to all members of the IBA Dispute Resolution Section, giving it a readership of approximately 4,000. It is published twice a year and was launched in May 2007.
11/23/2021
It is unclear how IFPR firms are meant to address this lacuna.
11/22/2021
The Bill includes passing references to appealing an arbitration award.
11/22/2021
Credit Suisse settled tax fraud allegations with the U.S. Justice Department (DoJ) for $2.6 billion.
11/21/2021
The amendments to MiFIR and MiFID II are the output of the MiFID II review.