04/30/2021
The provider’s responsibility extended only as far as providing information about the SIPP – the kind of advice that Mr N appeared to have expected went beyond the role of an administrator.
04/30/2021
The guidelines are set to be published on the NAMLCFTC and other regulatory bodies’ websites, to increase knowledge of the rules and ensure action by licensed entities.
04/30/2021
The AI Regulation also contains future-proofing provisions allowing for additions and/or expansions to these categories, and the examples contained within them, to cover emerging uses and applications of AI.
04/30/2021
While some teething problems may be expected, the TCA gives agencies broad powers to obtain one-off binding requests for documents, records of witness interrogations by the police and formal court testimony from abroad.
04/30/2021
Therefore, the option to register a PIF in exactly the same way as one does today will remain.
04/30/2021
Many firms have, in compliance with the SFDR, already published their responsible investment policies setting how they have integrated sustainability and ESG risks across their investment chain in advance of the 10 March deadline.
04/30/2021
The notice also reminds constituent entities that the filing deadline for country-by-country reports is no later than 12 months after the last day of the reporting fiscal year of the multinational enterprise group.
04/30/2021
The Central Bank itself may prepare a resolution plan for a bank using information and analysis submitted by the bank.
04/29/2021
The Official Receiver (or a Trustee in Bankruptcy) will investigate the financial affairs of the bankrupts and administer their estates.
04/29/2021
The UK Markets in Financial Instruments Directive (MiFID) is the collection of laws regulating the buying, selling and organised trading of financial instruments.
04/29/2021
The legal and compliance obligations imposed on a public company and its ongoing compliance challenges need to be fully understood.
04/29/2021
Julian Burrows and Stephen McAlister formed the business having previously worked together in the local office of a global consultancy firm.
04/29/2021
The moratorium is provided for in The Debt Respite Scheme (Breathing Space Moratorium and Mental Health Crisis Moratorium) (England and Wales) Regulations 2020 and will apply to eligible individuals who have debt problems.
04/29/2021
Bird & Bird experts are ready to advise and support companies and organisations in understanding the new digital regulatory landscape
04/29/2021
A new Code Provision (the CP) will be included to require an issuer's board to align the company's culture with its purpose, values and strategy.
04/29/2021
The Ordinance widens the class of partnerships or body corporates that are qualified for appointment as auditor of a Guernsey company.
04/29/2021
The new rules make it possible for parties to agree at the outset that disputes arising will be handled under the fast-track process the rules envisage.
04/28/2021
Instead they must file a declaration of no capital contributions within six months of their financial year end and this deadline has not been extended.
04/28/2021
The UK Financial Conduct Authority (the FCA) is proposing to take enforcement action against an individual, Jon Frensham, relating to "non-financial misconduct".
04/28/2021
Prescribing in detail the enhanced customer due diligence measures to be applied when dealing with a customer established or residing in a 'high risk third country'