04/15/2021
These obligations are expected to come into further focus as the European Commission designates additional high-risk third countries in response to the FATF expanding its list of monitored jurisdictions.
04/15/2021
Latham represented the financial advisers to Coinbase in its direct listing with a capital markets team led by New York partners Marc Jaffe, Greg Rodgers, and Benjamin Cohen, with New York associates Brittany Ruiz, Jonathan Hernandez, and Darby Dietrich.
04/15/2021
Platinum Compliance's regulatory and compliance services will now be also offered by Ocorian as part of an integrated client service offering.
04/15/2021
Today’s ban should act as a deterrent to other senior individuals who abuse a position of trust.’
04/15/2021
Conflicting reports have emerged in recent days as to whether the EU will approve the UK’s application to join the Lugano Convention 2007
04/14/2021
Brussels is pushing for the UK to not be able to join the Lugano Convention, an international legal pact, after officials held a crunch meeting yesterday.
04/14/2021
The court denied a request to release Sheikh Khalid, also a senior member of the Gulf Arab state's ruling family, Al Jarida and Al Qabas dailies said
04/14/2021
Don has also advised on numerous regulatory proceedings related to the Australian Securities and Investment Commission, the Australian Competition Consumer Commission and the Reserve Bank of Australia
04/14/2021
With the campaign for the new BBA gaining momentum and set to hit a major milestone
04/14/2021
While gender-lens investing is spoken about in the industry and at a regulatory level, meaningful execution is distinctly lacking.
04/14/2021
The Financial Services Commission (FSC) in Mauritius issued an Anti-Money Laundering and Combatting the Financing of Terrorism Handbook 2020 (AML/CFT Handbook) in January 2020
04/14/2021
Only 57% of lawyers had a business risk assessment in place last year, placing them last in a list of sectors that includes credit institutions, gaming companies, trust services providers, notaries and accountants
04/14/2021
Goodacre UK is a leading specialist business and technology consultancy working exclusively with regulated companies and suppliers in the financial services sector.
04/14/2021
Trustees will also be able to use an alternative ‘multi-year approach’ to assess charge cap compliance, which allows them to ‘smooth’ performance fees over multiple years.
04/14/2021
It is a member of the EU and offers its citizens visa free travel to over 180 countries.
04/14/2021
The new fund categories have proved popular with many new managers and, thanks to their growing asset bases, many of these managers are now reaching the threshold limits for conversion.
04/13/2021
The bond will be issued under the UOB 's $15 billion global medium-term note programme and the expected issue date for the notes is 14 April.
04/13/2021
The Regulatory Update provides a snapshot of the key legal developments in the Cayman Islands over the last quarter.
04/13/2021
The Regulatory Update provides a snapshot of the key legal developments in the BVI and the Cayman Islands over the last quarter.
04/13/2021
The grant scheme established by this text will most certainly be a major factor in making France's energy strategy a success in respect of the challenges for the country’s energy sovereignty and technological independence.