04/17/2024
For fund managers, the principal risks identified by the Central Bank are those associated with leverage and liquidity, conflicts of interest, delegation and outsourcing, sustainable finance, and cybersecurity.
04/10/2024
The legislation contains new requirements, including pay transparency, Canadian work experience, and disclosing the use of AI in the hiring process.
04/09/2024
Given its breadth and relative regulatory certainty, the QPAM Exemption is considered the “industry standard” prohibited transaction exemption and, thus, widely utilized by discretionary investment managers