12/22/2021
The government said these changes included the development of the online retail investment market, price inflation, and pensions freedoms, which have eroded the value of the HNWI exemption thresholds.
12/22/2021
The FCA has acknowledged that there is a balance to be struck on achieving perfect methodologies and disclosures and ‘getting started
12/22/2021
With the takeover of SFA, Vontobel plans to further strengthen its position as a provider of regionally diversified strategies with a global approach.
12/22/2021
As regulatory compliance experts, we’ve been in the business a very long time.
12/22/2021
The legislative package is aligned with the overall CMU strategy to continue building an internal market for financial services and making financing more accessible to European companies, while strengthening investors' protection.
12/22/2021
s there a legal right to request a permanent home office/mobile working arrangement?
12/21/2021
On a case by case basis, the CSSF can derogate from this 10% limit.
12/21/2021
The same day, the SEC also proposed requiring issuers to make next-day disclosures of any repurchases they make of their equity securities.
12/21/2021
LVMH revenues in the first three quarters of 2021 increased 46% from the same period last year.
12/20/2021
The new rule will apply for accounting periods beginning on or after 1 January 2022, and the first annual financial reports subject to the new rule will be published in early 2023.
12/20/2021
The employee does not show a valid certificate: the person will be sent home.
12/20/2021
The public will have an opportunity to submit comments within 45 days after the proposed stock repurchase disclosure rules are published in the Federal Register.
12/20/2021
The PRA’s investigation identified that SCB’s internal controls and governance arrangements underpinning its regulatory reporting in relation to the liquidity metric were not implemented or operating effectively.
12/20/2021
The European Parliament voted for stronger and centralised enforcement by the European Commission, in cooperation with national authorities.
12/20/2021
Firm also agrees to implement significant improvements to its compliance controls
12/20/2021
The Central Bank has initiated 36 risk mitigation programmes requiring individual Firms to take specific action to improve their client suitability frameworks.
12/20/2021
The Report by the Danish Social-democratic MEP, Christel Schaldemose, was adopted by 36 votes in favour, 7 against and with 2 abstentions.
12/17/2021
Businesses in the construction industry will no longer be able to use ‘red’ diesel from 1 April 2022 for most purposes.
12/17/2021
The GCRA considers that this conduct had the potential to obstruct its investigation.
12/17/2021
The European Banking Authority (EBA) has published final report EBA/REP/2021/38 on a feasibility study of an integrated reporting system under article 430c CRR.