02/06/2023
In its new guidance, the Commission confirmed that online platforms do not need to notify the information on the average monthly active recipients to it unless asked to do so under Article 24(3).
02/06/2023
Currently, ‘failure to prevent’ offences exist in the UK in respect of bribery and the facilitation of tax evasion.
02/06/2023
Welcome to our top picks of the latest energy regulatory and market developments in the UK's transition to net zero
02/03/2023
The FCA reviewed a sample of 12 firms across multiple sectors.
02/03/2023
Pinsent Masons has examined the actions businesses should take now to prepare for the UPC to mitigate the risks of competitors gaining ground, and has developed the checklist below to guide businesses in their preparations.
02/02/2023
Each Relevant Legal Institution is also required to appoint a Chief Information Security Officer to oversee and implement its cyber risk programme and enforce the cyber risk policies.
02/02/2023
The remainder of section 8 of the Code of Conduct also requires compliance by 1 March 2023.
02/02/2023
OEs still needing to register under the new regime should contact us urgently for assistance to avoid further penalties applying.
02/02/2023
The government has also accepted in principle a recommendation to invest in the UK as a global centre for regulatory science
02/02/2023
The FCA has provided a list of materials applicants could rely on to support their compliance with the consumer duty.
02/01/2023
The code recognises that dismissal and re-engagement is a lawful strategy for changing employee terms and conditions where there is a real business need to do so.
02/01/2023
Operators of funds must ensure the conduct of the fund and its service providers is in accordance with these regulatory measures.
02/01/2023
This quarter's highlights include the publication of the Central Bank of Ireland's consultation on proposed new prudential rules for UCITS ManCos and AIFMs with MiFID permissions
02/01/2023
The FCA warned that pre-paid probate plans are not protected by the Financial Services Compensation Scheme (FSCS) and there is no requirement for money to be held in trust or backed by insurance.
02/01/2023
CNIC was first incorporated in Hong Kong in May 2012, with an initial capital of US$11.111 billion.
02/01/2023
With some exceptions, a foreign entity will be required to establish an entity in the UAE if they wish to carry on business.
02/01/2023
The SCA has so far approved around 2,000 foreign funds to promote and offer their funds through licensed promoters in the UAE.
01/31/2023
Notably, certain unregulated technology providers, such as ICT third-party service providers, are now within the direct scope of financial regulatory requirements for the first time.
01/31/2023
This guide examines procedures by which the name of a company may be struck off, or restored to, the Register under the Act.
01/31/2023
This guide examines the creation of security over shares in a Cayman Islands exempted company.