05/02/2023
In this series of articles, we look at a variety of aspects in M&A transactions which can affect value, for buyer or seller, and propose ways of addressing these in the commercial terms to enhance value.
05/02/2023
Exemptions from compliance with the AML/CFT/CPF Regime have previously been linked to exemptions available from conduct of business and prudential regulation (JFSC Regulation) by the Jersey Financial Services Commission (JFSC).
04/28/2023
ADF’s central concern is the governance of the Company and the constitutional arrangements within the Company which have allowed the IM to have effective control and tenure.
04/28/2023
Whilst the FSMA will continue approving marketing communications towards retail investors in advance, the FAQ provides details of certain exceptions which may apply in case of very short marketing communications whereby prior approval may not be required.
04/28/2023
Once considered too risky to be adopted by larger financial services providers we see that new regulatory requirements relating to virtual assets are rigorous, but do not stifle innovation.
04/28/2023
The FSOC’s issuance of these two proposals signals a renewed effort by Treasury Secretary Janet Yellen, who chairs the FSOC, to reinvigorate the FSOC’s designation process for nonbank financial companies.
04/28/2023
The EBA’s existing guidelines on the STS criteria only concern ‘traditional’ securitisations: asset-backed commercial paper (ABCP) and non-ABCP transactions.
04/28/2023
Mr N complained to the provider that the discount should be applied to the income drawdown account.
04/27/2023
These proposals include requiring Professional Class A, Class B and Closed Funds to prepare financial reports that contain audited financial statements.
04/27/2023
A data controller is a person/entity who makes decisions about why and how personal data is handled.
04/27/2023
The 2020 P2B Regulation contains European rules for a fair and transparent online market where platforms behave responsibly.
04/27/2023
HKMA requires AIs to immediately step up their effort to bring customer awareness to card frauds and scams
04/27/2023
The NLRB determined that such provisions have a reasonable tendency to interfere with, restrain, or coerce the exercise of employee rights under Section 7 of the NLRA.
04/27/2023
Japan has developed an action plan to increase cooperation between the relevant ministries and agencies responsible for renewable energy.
04/26/2023
The new rules in the Bill will allow the Competition and Markets Authority (CMA) to decide when consumer law has been broken, rather than having to take each case to court.
04/26/2023
Disputes frequently arise as to the circumstances in which the Duomatic principle should apply to ratify informal actions, particularly where those actions cause prejudice to other stakeholders.
04/26/2023
The TS Ordinance introduces a statutory framework to protect consumers and ensure fair trading.
04/26/2023
In this age of technology and social media, a tension exists between aligning our digital and real-world self. Our digital self is a filtered, polished version of our real-world self.
04/25/2023
The UK government has previously described the proposed new Bill as a “common-sense-led UK version of the EU’s GDPR”
04/25/2023
This article will briefly discuss what a securitisation transaction is