07/21/2021
This briefing summarises the main findings of the CBI and the steps that market participants should take now to address their obligations and to achieve the standard of compliance expected by the CBI.
07/20/2021
The plan is part of a ‘Fit for 55’ package of proposals as part of the EU’s ‘green deal’ designed to reduce net greenhouse gas emissions by at least 55% by 2030, compared to 1990 levels.
07/20/2021
Its findings will be helpful to firms challenging themselves to assess where regulatory systemic problems may exist within their operations.
07/20/2021
The FCA brought proceedings against chief executive, Toby Scott Whittaker, director John Slater and a number of companies involved or connected to the Park First Scheme.
07/19/2021
The NAO said nearly all the increase in fraud was linked to Universal Credit, Britain’s main method of supporting those out of work or on low incomes.
07/19/2021
The proposal follows a risk-based regulatory approach, laying down a methodology to define "high-risk" AI systems that pose significant risk to the health and safety of natural persons.
07/19/2021
The Guidelines have been issued in the context of the new EU regime on the cross-border distribution of investment funds
07/19/2021
The guidance produced by the UK government is split into different sections depending on the nature of the working environment employers operate.
07/19/2021
Finally, the CSSF has highlighted the non-application of the article 28-4 of the LFS to professionals carrying out activities whose taking up and pursuit are governed by special laws, including notably UCIs, SIFs, pension funds, SICARs and securitisation
07/19/2021
The Law Commission previously reviewed the law in this area in 2010 and found that there was "no pressing need for reform of the identification doctrine"
07/18/2021
The policy statement contains important messages for listed company boards and senior management on the regulatory expectations for those responsible for Listing Rule compliance.
07/16/2021
The Prospectus Regime Review consultation takes forward the UK Listing Review Report's recommendation that the government carry out a fundamental review of the UK's prospectus regime.
07/16/2021
This is particularly the case considering the issuance of the Bank of England’s, FCA’s and PRA’s joint discussion paper on diversity and inclusion in the financial sector in July 2021.
07/16/2021
The amendments move the BVI's trusts regime into line with, and in certain aspects ahead of, its competitor jurisdictions in the offshore trusts marketplace.
07/16/2021
The FCA intends to be more proactive at the edges of the so-called ‘regulatory perimeter’
07/16/2021
This guidance note will be useful for commercial lawyers and professionals involved in corporate transactions.
07/16/2021
Limited partnerships without legal personality should also prepare for the DPA as they may fall within scope by virtue of being 'established' in the BVI.
07/16/2021
This will commonly be some form of serious bad faith or impropriety on the part of the director, causatively linked to the applicant unnecessarily incurring costs in the litigation.
07/16/2021
For the avoidance of any confusion, it does not discuss the recent adoption of intra-EEA controller to processor standard contractual clauses under Article 28(7) of the GDPR.
07/16/2021
The SEC filed a separate litigated action against Kokorich.