03/21/2021

SEC Risk Alert: Digital asset securities

For national securities exchanges, the Division will review platforms that facilitate trading in digital asset securities and review whether they meet the definition of an 'exchange' under the Exchange Act

03/18/2021

Locking down market abuse

It is clear that the changes brought about by the pandemic (such as working from home) continue to have a significant impact in respect of market abuse and the measures required to prevent it.

03/18/2021

“On high alert…”

As companies across sectors faced operational challenges, IT and management teams often took their focus off internal cyber security and focused instead on trying to adapt to the new agile environment and trying to stay operational in challenging times.